A leading private trust and wealth management company, serving high-net-worth individuals and institutional investors, needed a secure, scalable, and user-friendly platform to manage trust accounts and execute trading activities. The organization operates across multiple jurisdictions and manages billions in client assets.
Hours delivered back to the business
SOX compliance in Settlement process automation
Success rate of bot case completion
For functional release of OBT, RTS and OGS
The Challenge
The client faced increasing pressure to modernize its legacy systems to meet rising customer expectations for digital-first financial services. Key challenges included:
Outdated trust management platforms with limited mobile access
Complex, manual trading processes prone to delays and errors
Increasing compliance requirements (KYC, AML, SOX) across multiple markets
A lack of real-time reporting and secure digital client engagement
The organization needed a modern, mobile-first app to bring together trust management, investment trading, and compliance in one seamless solution.
What did
Empire do
Empire Platforms partnered with the client to design, develop, and deploy a next-generation Private Trust & Trading Platform across web and mobile channels.
Key Deliverables:
Custom Mobile App Development (iOS & Android) for secure account access, portfolio monitoring, and trading.
Integration with Core Banking Systems for real-time balance updates and transaction execution.
Robust Compliance Features, including automated KYC, AML monitoring, and SOX-compliant reporting.
User Experience Design focused on trust, ease of use, and accessibility for both advisors and clients.
Multi-factor Authentication & Encryption to safeguard sensitive financial data.
The Results
- 22,000+ development hours delivered to modernize critical systems
- 100% compliance with financial regulations across jurisdictions
- 95%+ satisfaction reported in client and advisor feedback surveys
- 6+ feature releases in the first year, including automated trading workflows and real-time reporting dashboards
- Enhanced advisor productivity, cutting account servicing time by 40%
